-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D/yY70N776V0SfovBqKB9I69c1o9Baha9EPEE/46Mzw0Ps2abOJ8OthfPYd5sXCj oN1+/UqkAlQ6QEh0t6kqyA== 0001144204-09-008692.txt : 20090217 0001144204-09-008692.hdr.sgml : 20090216 20090217133436 ACCESSION NUMBER: 0001144204-09-008692 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GERACI JOSEPH ANTHONY II CENTRAL INDEX KEY: 0001394647 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: BUSINESS PHONE: 612-349-5295 MAIL ADDRESS: STREET 1: 900 IDS CENTER STREET 2: 80 S. EIGHT STREET CITY: MINNEAPOLOS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: GERACI JOSEPH ANTHONY III DATE OF NAME CHANGE: 20070327 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POKER MAGIC INC CENTRAL INDEX KEY: 0001425355 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 204709758 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-84159 FILM NUMBER: 09609474 BUSINESS ADDRESS: STREET 1: 130 LAKE STREET WEST CITY: WAYZATA STATE: MN ZIP: 55391 BUSINESS PHONE: 952 473 3442 MAIL ADDRESS: STREET 1: 130 LAKE STREET WEST CITY: WAYZATA STATE: MN ZIP: 55391 SC 13D 1 v139426_sc13d.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ss. 240.13d-1(a) and AMENDMENTS THERETO FILED PURSUANT TO ss. 240.13d-2(a) (Amendment No. __)* POKER MAGIC, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 73086A 10 1 - -------------------------------------------------------------------------------- (CUSIP Number) Joseph A. Geraci, II 80 South 8th Street, Suite 900 Minneapolis, MN 55402 Phone: 612-349-5295 With a copy to: Paul D. Chestovich, Esq. Maslon Edelman Borman & Brand, LLP 90 South 7th Street, Suite 3300 Minneapolis, MN 55402 Phone: (612) 672-8200 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 2008 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box / /. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Page 1 of 5 Pages) CUSIP NO. 73086A 10 1 13D PAGE 2 OF 5 PAGES - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Joseph A. Geraci II - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,175,000 (see Item 5 (a) and (b) SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 1,175,000 (see Item 5 (a) and (b) PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,175,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- ITEM 1. SECURITY AND ISSUER This statement relates to the common stock, of Poker Magic, a Minnesota corporation (the "Issuer"). The address of Issuer's principal executive offices is 130 Lake Street West, Suite 300, Wayzata, MN 55391. ITEM 2. IDENTITY AND BACKGROUND This Schedule 13D is being filed by Joseph A. Geraci, II. Mr. Geraci was a co-founder of the Issuer and is currently Chief Financial Officer and a director of the Issuer. His business address is 80 South 8th Street, Suite 900, Minneapolis, MN 55402. During the last five years, Mr. Geraci has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). During the last five years, Mr. Geraci has not been a party to a civil proceeding of any judicial or administrative body of competent jurisdiction resulting in any judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Mr. Geraci is a citizen of the United States of America. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Not applicable ITEM 4. PURPOSE OF TRANSACTION The Reporting Person has not formulated any definitive plans. However, he may from time to time acquire, or dispose of, common stock and/or other securities of the Company if and when he deems it appropriate. The Reporting Person may formulate other purposes, plans or proposals relating to any of such securities of the Company to the extent deemed advisable in light of market conditions, investment policies and other factors. Except as indicated in this Statement, the Reporting Person has no current plans or proposals which would relate to or would result in any of the matters described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. ITEM 5. INTEREST IN THE SECURITIES OF THE ISSUER a.- b. The Reporting Person may be deemed to beneficially own 1,175,000 shares of the Issuer's common stock, all of which are held by Isles Capital, LLC, a Minnesota limited liability company of which the Reporting Person is the sole member. Mr. Geraci has sole voting and dispositive power over these shares. The number of shares reported in Item 11 (on page 2), and indicated above, excludes 190,000 shares held by Mr. Geraci's spouse (see Exhibit A attached hereto). According to the most recently filed Quarterly Report on Form 10-Q of the Issuer, as of November 14, 2008, 9,194,991 shares of common stock were issued and outstanding. Based on such report Mr. Geraci owns 12.8% of the outstanding common shares of the Issuer. c. TRANSACTIONS WITHIN THE LAST 60 DAYS None d. Not applicable. e. Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS WITH RESPECT TO SECURITIES OF THE ISSUER None ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit 99.1 - Excluded Shares SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 2009 /s/ Joseph A. Geraci II ----------------------------------- Joseph A. Geraci II EX-99.1 2 v139426_ex99-1.txt Exhibit 99.1 Excluded Shares The Reporting Person's spouse owns 190,000 shares. She has sole voting and dispositive power over these shares. Mr. Geraci disclaims beneficial ownership over his spouse's shares. According to the most recently filed Quarterly Report on Form 10-Q of the Issuer, as of November 14, 2008, 9,194,991 shares of common stock were issued and outstanding. Based on such report Mrs. Geraci owns 2.0% of the outstanding common shares of the Issuer. This information is provided here for information only and these shares are not deemed to be beneficially owned by the Reporting Person, nor is it any indication that the Reporting Person and Mrs. Geraci are operating as a group, as defined in Section 13(d)(3) of the Exchange Act. -----END PRIVACY-ENHANCED MESSAGE-----